ISO 22222 certification is simpler than you think – we can take you through the whole process

Gaining and maintaining certification can be achieved in four simple steps.

• Application
• Training and Gap Analysis
• Implementation
• Assessment

View Certification Process – click here

Application - The first step in the certification process is to complete and submit an eligibility application form once received we shall review your application to establish if you meet the schemes eligibility criteria.

Training and Gap Analysis - If you are successful we shall invite you to a Training and Gap Analysis Workshop. The objective for this stage is to help you understand fully the requirements of the standard as well as identify any weaknesses that may exist within your practice.

Any gaps identified shall be discussed with you in depth and presented to you in a report which will highlight any recommendations to enable you to fully understand what is required.

Implementation - To comply with ISO 22222 prior to the assessment.

You may be required to make some changes to your documentation, internal processes and procedures so that they comply with the requirements of ISO 22222. We can assure you this is a worthwhile investment in time as once written, your procedures will provide a blueprint to which you and your team can follow. If for any reason you need help with the implementation of the new procedures Standards International will provide a list of their Approved Associate Consultants who will be available to assist you.

Assessment - Assessment to ISO 22222 requires you to demonstrate ‘best practice at each stage of the financial planning process and shall include:

• Client file checks.
• Reviews of client testimonials and feedback.
• Role plays.
• Case Studies.
• On the job observation.

On satisfactory approval you shall be awarded the international quality standard for Financial Planners, ISO 22222:2005.

The certification journey is proving invaluable to our advisers as they design structure and build a sustainable business for the future.    Read their comments

Annual Quality Review Audit - Once you have successfully been certified, you will then be assessed annually to ensure you continue to comply with ISO 22222 and that you are continually improving your processes and service to clients.

Download the ISO 22222 eligibility application form

For more information call 01462 790894 today!