Course: An introduction to BS 8453?

An Introduction to BS 8453:2011 Compliance framework for regulated financial services firms has been designed to enable delegates to understand the requirements and benefits of the standard. BS 8453 offers a management framework of the compliance activities which will support a regulated financial services organisation to remain compliant to regulatory requirements.

Duration: one day

Who should attend?

• Individuals within compliance - oversight (controlled) functions.
• Individuals with compliance audit and assurance responsibilities within the firm.
• Compliance Managers.
• External compliance consultants.

Course structure

• Compliance culture.
• Adequacy of resources and approach.
• The compliance framework.
• Governing body involvement and responsibilities.
• Compliance risk assessment and management.
• Compliance-related advice.
• Compliance monitoring.
• Compliance training.
• Regulatory relations.
• Managing regulatory inspections/visits.
• Keeping regulator informed of developments/sharing information.
• Preparation, maintenance and periodic review of regulatory policies and procedures.
• Compliance reporting.

Cost: £525 plus VAT

Course Fee includes refreshments, lunch and BS 8453 training course notes. Attendance on this training course will provide delegates with a certificate and 5 CPD points.

In-house training can be provided upon request.

For more information please contact enquiries@standardsinternational.co.uk or telephone 00 44 (0)1462 790894, or to purchase a copy of BS 8453 visit our online shop.

Click here to find out more about BS 8453